INTRODUCTORY ETHICS
KANT'S FOUNDATIONS OF THE METAPHYSICS OF MORALS
There is therefore but one categorical imperative, namely, this: Act
only on that maxim whereby thou canst at the same time will that it
should become a universal law.
Now if all imperatives of duty can be deduced from this one
imperative as from their principle, then, although it should remain
undecided what is called duty is not merely a vain notion, yet at
least we shall be able to show what we understand by it and what
this notion means.
Since the universality of the law according to which effects are
produced constitutes what is properly called nature in the most
general sense (as to form), that is the existence of things so far
as it is determined by general laws, the imperative of duty may be
expressed thus: Act as if the maxim of thy action were to become by
thy will a universal law of nature.
We will now enumerate a few duties, adopting the usual division of
them into duties to ourselves and ourselves and to others, and into
perfect and imperfect duties.*
*It must be noted here that I reserve the division of duties for a
future metaphysic of morals; so that I give it here only as an
arbitrary one (in order to arrange my examples). For the rest, I
understand by a perfect duty one that admits no exception in favour
of
inclination and then I have not merely external but also internal
perfect duties. This is contrary to the use of the word adopted in the
schools; but I do not intend to justify there, as it is all one for
my
purpose whether it is admitted or not.
1. A man reduced to despair by a series of misfortunes feels wearied
of life, but is still so far in possession of his reason that he can
ask himself whether it would not be contrary to his duty to himself
to
take his own life. Now he inquires whether the maxim of his action
could become a universal law of nature. His maxim is: "From
self-love I adopt it as a principle to shorten my life when its longer
duration is likely to bring more evil than satisfaction." It is
asked then simply whether this principle founded on self-love can
become a universal law of nature. Now we see at once that a system
of nature of which it should be a law to destroy life by means of
the very feeling whose special nature it is to impel to the
improvement of life would contradict itself and, therefore, could
not exist as a system of nature; hence that maxim cannot possibly
exist as a universal law of nature and, consequently, would be
wholly inconsistent with the supreme principle of all duty.
2. Another finds himself forced by necessity to borrow money. He
knows that he will not be able to repay it, but sees also that nothing
will be lent to him unless he promises stoutly to repay it in a
definite time. He desires to make this promise, but he has still so
much conscience as to ask himself: "Is it not unlawful and
inconsistent with duty to get out of a difficulty in this way?"
Suppose however that he resolves to do so: then the maxim of his
action would be expressed thus: "When I think myself in want of
money,
I will borrow money and promise to repay it, although I know that I
never can do so." Now this principle of self-love or of one's own
advantage may perhaps be consistent with my whole future welfare;
but the question now is, "Is it right?" I change then the
suggestion
of self-love into a universal law, and state the question thus: "How
would it be if my maxim were a universal law?" Then I see at once
that
it could never hold as a universal law of nature, but would
necessarily contradict itself. For supposing it to be a universal
law that everyone when he thinks himself in a difficulty should be
able to promise whatever he pleases, with the purpose of not keeping
his promise, the promise itself would become impossible, as well as
the end that one might have in view in it, since no one would consider
that anything was promised to him, but would ridicule all such
statements as vain pretences.
3. A third finds in himself a talent which with the help of some
culture might make him a useful man in many respects. But he finds
himself in comfortable circumstances and prefers to indulge in
pleasure rather than to take pains in enlarging and improving his
happy natural capacities. He asks, however, whether his maxim of
neglect of his natural gifts, besides agreeing with his inclination
to
indulgence, agrees also with what is called duty. He sees then that
a system of nature could indeed subsist with such a universal law
although men (like the South Sea islanders) should let their talents
rest and resolve to devote their lives merely to idleness,
amusement, and propagation of their species- in a word, to
enjoyment; but he cannot possibly will that this should be a universal
law of nature, or be implanted in us as such by a natural instinct.
For, as a rational being, he necessarily wills that his faculties be
developed, since they serve him and have been given him, for all sorts
of possible purposes.
4. A fourth, who is in prosperity, while he sees that others have to
contend with great wretchedness and that he could help them, thinks:
"What concern is it of mine? Let everyone be as happy as Heaven
pleases, or as be can make himself; I will take nothing from him nor
even envy him, only I do not wish to contribute anything to his
welfare or to his assistance in distress!" Now no doubt if such
a mode
of thinking were a universal law, the human race might very well
subsist and doubtless even better than in a state in which everyone
talks of sympathy and good-will, or even takes care occasionally to
put it into practice, but, on the other side, also cheats when he can,
betrays the rights of men, or otherwise violates them. But although
it
is possible that a universal law of nature might exist in accordance
with that maxim, it is impossible to will that such a principle should
have the universal validity of a law of nature. For a will which
resolved this would contradict itself, inasmuch as many cases might
occur in which one would have need of the love and sympathy of others,
and in which, by such a law of nature, sprung from his own will, he
would deprive himself of all hope of the aid he desires.
These are a few of the many actual duties, or at least what we
regard as such, which obviously fall into two classes on the one
principle that we have laid down. We must be able to will that a maxim
of our action should be a universal law. This is the canon of the
moral appreciation of the action generally. Some actions are of such
a
character that their maxim cannot without contradiction be even
conceived as a universal law of nature, far from it being possible
that we should will that it should be so. In others this intrinsic
impossibility is not found, but still it is impossible to will that
their maxim should be raised to the universality of a law of nature,
since such a will would contradict itself It is easily seen that the
former violate strict or rigorous (inflexible) duty; the latter only
laxer (meritorious) duty. Thus it has been completely shown how all
duties depend as regards the nature of the obligation (not the
object of the action) on the same principle.
If now we attend to ourselves on occasion of any transgression of
duty, we shall find that we in fact do not will that our maxim
should be a universal law, for that is impossible for us; on the
contrary, we will that the opposite should remain a universal law,
only we assume the liberty of making an exception in our own favour
or
(just for this time only) in favour of our inclination. Consequently
if we considered all cases from one and the same point of view,
namely, that of reason, we should find a contradiction in our own
will, namely, that a certain principle should be objectively necessary
as a universal law, and yet subjectively should not be universal,
but admit of exceptions. As however we at one moment regard our action
from the point of view of a will wholly conformed to reason, and
then again look at the same action from the point of view of a will
affected by inclination, there is not really any contradiction, but
an
antagonism of inclination to the precept of reason, whereby the
universality of the principle is changed into a mere generality, so
that the practical principle of reason shall meet the maxim half
way. Now, although this cannot be justified in our own impartial
judgement, yet it proves that we do really recognise the validity of
the categorical imperative and (with all respect for it) only allow
ourselves a few exceptions, which we think unimportant and forced from
us.
We have thus established at least this much, that if duty is a
conception which is to have any import and real legislative
authority for our actions, it can only be expressed in categorical and
not at all in hypothetical imperatives. We have also, which is of
great importance, exhibited clearly and definitely for every practical
application the content of the categorical imperative, which must
contain the principle of all duty if there is such a thing at all.
We have not yet, however, advanced so far as to prove a priori that
there actually is such an imperative, that there is a practical law
which commands absolutely of itself and without any other impulse, and
that the following of this law is duty.
With the view of attaining to this, it is of extreme importance to
remember that we must not allow ourselves to think of deducing the
reality of this principle from the particular attributes of human
nature. For duty is to be a practical, unconditional necessity of
action; it must therefore hold for all rational beings (to whom an
imperative can apply at all), and for this reason only be also a law
for all human wills. On the contrary, whatever is deduced from the
particular natural characteristics of humanity, from certain
feelings and propensions, nay, even, if possible, from any
particular tendency proper to human reason, and which need not
necessarily hold for the will of every rational being; this may indeed
supply us with a maxim, but not with a law; with a subjective
principle on which we may have a propension and inclination to act,
but not with an objective principle on which we should be enjoined
to act, even though all our propensions, inclinations, and natural
dispositions were opposed to it. In fact, the sublimity and
intrinsic dignity of the command in duty are so much the more evident,
the less the subjective impulses favour it and the more they oppose
it, without being able in the slightest degree to weaken the
obligation of the law or to diminish its validity.
Here then we see philosophy brought to a critical position, since it
has to be firmly fixed, notwithstanding that it has nothing to support
it in heaven or earth. Here it must show its purity as absolute
director of its own laws, not the herald of those which are
whispered to it by an implanted sense or who knows what tutelary
nature. Although these may be better than nothing, yet they can
never afford principles dictated by reason, which must have their
source wholly a priori and thence their commanding authority,
expecting everything from the supremacy of the law and the due respect
for it, nothing from inclination, or else condemning the man to
self-contempt and inward abhorrence.
Thus every empirical element is not only quite incapable of being an
aid to the principle of morality, but is even highly prejudicial to
the purity of morals, for the proper and inestimable worth of an
absolutely good will consists just in this, that the principle of
action is free from all influence of contingent grounds, which alone
experience can furnish. We cannot too much or too often repeat our
warning against this lax and even mean habit of thought which seeks
for its principle amongst empirical motives and laws; for human reason
in its weariness is glad to rest on this pillow, and in a dream of
sweet illusions (in which, instead of Juno, it embraces a cloud) it
substitutes for morality a bastard patched up from limbs of various
derivation, which looks like anything one chooses to see in it, only
not like virtue to one who has once beheld her in her true form.*
*To behold virtue in her proper form is nothing else but to
contemplate morality stripped of all admixture of sensible things
and of every spurious ornament of reward or self-love. How much she
then eclipses everything else that appears charming to the affections,
every one may readily perceive with the least exertion of his
reason, if it be not wholly spoiled for abstraction.
The question then is this: "Is it a necessary law for all rational
beings that they should always judge of their actions by maxims of
which they can themselves will that they should serve as universal
laws?" If it is so, then it must be connected (altogether a priori)
with the very conception of the will of a rational being generally.
But in order to discover this connexion we must, however
reluctantly, take a step into metaphysic, although into a domain of
it
which is distinct from speculative philosophy, namely, the
metaphysic of morals. In a practical philosophy, where it is not the
reasons of what happens that we have to ascertain, but the laws of
what ought to happen, even although it never does, i.e., objective
practical laws, there it is not necessary to inquire into the
reasons why anything pleases or displeases, how the pleasure of mere
sensation differs from taste, and whether the latter is distinct
from a general satisfaction of reason; on what the feeling of pleasure
or pain rests, and how from it desires and inclinations arise, and
from these again maxims by the co-operation of reason: for all this
belongs to an empirical psychology, which would constitute the
second part of physics, if we regard physics as the philosophy of
nature, so far as it is based on empirical laws. But here we are
concerned with objective practical laws and, consequently, with the
relation of the will to itself so far as it is determined by reason
alone, in which case whatever has reference to anything empirical is
necessarily excluded; since if reason of itself alone determines the
conduct (and it is the possibility of this that we are now
investigating), it must necessarily do so a priori.
The will is conceived as a faculty of determining oneself to
action in accordance with the conception of certain laws. And such a
faculty can be found only in rational beings. Now that which serves
the will as the objective ground of its self-determination is the end,
and, if this is assigned by reason alone, it must hold for all
rational beings. On the other hand, that which merely contains the
ground of possibility of the action of which the effect is the end,
this is called the means. The subjective ground of the desire is the
spring, the objective ground of the volition is the motive; hence
the distinction between subjective ends which rest on springs, and
objective ends which depend on motives valid for every rational being.
Practical principles are formal when they abstract from all subjective
ends; they are material when they assume these, and therefore
particular springs of action. The ends which a rational being proposes
to himself at pleasure as effects of his actions (material ends) are
all only relative, for it is only their relation to the particular
desires of the subject that gives them their worth, which therefore
cannot furnish principles universal and necessary for all rational
beings and for every volition, that is to say practical laws. Hence
all these relative ends can give rise only to hypothetical
imperatives.
Supposing, however, that there were something whose existence has in
itself an absolute worth, something which, being an end in itself,
could be a source of definite laws; then in this and this alone
would lie the source of a possible categorical imperative, i.e., a
practical law.
Now I say: man and generally any rational being exists as an end
in himself, not merely as a means to be arbitrarily used by this or
that will, but in all his actions, whether they concern himself or
other rational beings, must be always regarded at the same time as
an end. All objects of the inclinations have only a conditional worth,
for if the inclinations and the wants founded on them did not exist,
then their object would be without value. But the inclinations,
themselves being sources of want, are so far from having an absolute
worth for which they should be desired that on the contrary it must
be
the universal wish of every rational being to be wholly free from
them. Thus the worth of any object which is to be acquired by our
action is always conditional. Beings whose existence depends not on
our will but on nature's, have nevertheless, if they are irrational
beings, only a relative value as means, and are therefore called
things; rational beings, on the contrary, are called persons,
because their very nature points them out as ends in themselves,
that is as something which must not be used merely as means, and so
far therefore restricts freedom of action (and is an object of
respect). These, therefore, are not merely subjective ends whose
existence has a worth for us as an effect of our action, but objective
ends, that is, things whose existence is an end in itself; an end
moreover for which no other can be substituted, which they should
subserve merely as means, for otherwise nothing whatever would possess
absolute worth; but if all worth were conditioned and therefore
contingent, then there would be no supreme practical principle of
reason whatever.
If then there is a supreme practical principle or, in respect of the
human will, a categorical imperative, it must be one which, being
drawn from the conception of that which is necessarily an end for
everyone because it is an end in itself, constitutes an objective
principle of will, and can therefore serve as a universal practical
law. The foundation of this principle is: rational nature exists as
an
end in itself. Man necessarily conceives his own existence as being
so; so far then this is a subjective principle of human actions. But
every other rational being regards its existence similarly, just on
the same rational principle that holds for me:* so that it is at the
same time an objective principle, from which as a supreme practical
law all laws of the will must be capable of being deduced. Accordingly
the practical imperative will be as follows: So act as to treat
humanity, whether in thine own person or in that of any other, in
every case as an end withal, never as means only. We will now
inquire whether this can be practically carried out.
*This proposition is here stated as a postulate. The ground of it
will be found in the concluding section.
To abide by the previous examples:
Firstly, under the head of necessary duty to oneself: He who
contemplates suicide should ask himself whether his action can be
consistent with the idea of humanity as an end in itself. If he
destroys himself in order to escape from painful circumstances, he
uses a person merely as a mean to maintain a tolerable condition up
to
the end of life. But a man is not a thing, that is to say, something
which can be used merely as means, but must in all his actions be
always considered as an end in himself. I cannot, therefore, dispose
in any way of a man in my own person so as to mutilate him, to
damage or kill him. (It belongs to ethics proper to define this
principle more precisely, so as to avoid all misunderstanding, e.
g., as to the amputation of the limbs in order to preserve myself,
as to exposing my life to danger with a view to preserve it, etc. This
question is therefore omitted here.)
Secondly, as regards necessary duties, or those of strict
obligation, towards others: He who is thinking of making a lying
promise to others will see at once that he would be using another
man merely as a mean, without the latter containing at the same time
the end in himself. For he whom I propose by such a promise to use for
my own purposes cannot possibly assent to my mode of acting towards
him and, therefore, cannot himself contain the end of this action.
This violation of the principle of humanity in other men is more
obvious if we take in examples of attacks on the freedom and
property of others. For then it is clear that he who transgresses
the rights of men intends to use the person of others merely as a
means, without considering that as rational beings they ought always
to be esteemed also as ends, that is, as beings who must be capable
of
containing in themselves the end of the very same action.*
*Let it not be thought that the common "quod tibi non vis fieri,
etc." could serve here as the rule or principle. For it is only
a
deduction from the former, though with several limitations; it
cannot be a universal law, for it does not contain the principle of
duties to oneself, nor of the duties of benevolence to others (for
many a one would gladly consent that others should not benefit him,
provided only that he might be excused from showing benevolence to
them), nor finally that of duties of strict obligation to one another,
for on this principle the criminal might argue against the judge who
punishes him, and so on.
Thirdly, as regards contingent (meritorious) duties to oneself: It
is not enough that the action does not violate humanity in our own
person as an end in itself, it must also harmonize with it. Now
there are in humanity capacities of greater perfection, which belong
to the end that nature has in view in regard to humanity in
ourselves as the subject: to neglect these might perhaps be consistent
with the maintenance of humanity as an end in itself, but not with the
advancement of this end.
Fourthly, as regards meritorious duties towards others: The
natural end which all men have is their own happiness. Now humanity
might indeed subsist, although no one should contribute anything to
the happiness of others, provided he did not intentionally withdraw
anything from it; but after all this would only harmonize negatively
not positively with humanity as an end in itself, if every one does
not also endeavour, as far as in him lies, to forward the ends of
others. For the ends of any subject which is an end in himself ought
as far as possible to be my ends also, if that conception is to have
its full effect with me.
This principle, that humanity and generally every rational nature is
an end in itself (which is the supreme limiting condition of every
man's freedom of action), is not borrowed from experience, firstly,
because it is universal, applying as it does to all rational beings
whatever, and experience is not capable of determining anything
about them; secondly, because it does not present humanity as an end
to men (subjectively), that is as an object which men do of themselves
actually adopt as an end; but as an objective end, which must as a law
constitute the supreme limiting condition of all our subjective
ends, let them be what we will; it must therefore spring from pure
reason. In fact the objective principle of all practical legislation
lies (according to the first principle) in the rule and its form of
universality which makes it capable of being a law (say, e. g., a
law of nature); but the subjective principle is in the end; now by the
second principle the subject of all ends is each rational being,
inasmuch as it is an end in itself. Hence follows the third
practical principle of the will, which is the ultimate condition of
its harmony with universal practical reason, viz.: the idea of the
will of every rational being as a universally legislative will.
On this principle all maxims are rejected which are inconsistent
with the will being itself universal legislator. Thus the will is
not subject simply to the law, but so subject that it must be regarded
as itself giving the law and, on this ground only, subject to the
law (of which it can regard itself as the author).
In the previous imperatives, namely, that based on the conception of
the conformity of actions to general laws, as in a physical system
of nature, and that based on the universal prerogative of rational
beings as ends in themselves- these imperatives, just because they
were conceived as categorical, excluded from any share in their
authority all admixture of any interest as a spring of action; they
were, however, only assumed to be categorical, because such an
assumption was necessary to explain the conception of duty. But we
could not prove independently that there are practical propositions
which command categorically, nor can it be proved in this section; one
thing, however, could be done, namely, to indicate in the imperative
itself, by some determinate expression, that in the case of volition
from duty all interest is renounced, which is the specific criterion
of categorical as distinguished from hypothetical imperatives. This
is
done in the present (third) formula of the principle, namely, in the
idea of the will of every rational being as a universally
legislating will.
For although a will which is subject to laws may be attached to this
law by means of an interest, yet a will which is itself a supreme
lawgiver so far as it is such cannot possibly depend on any
interest, since a will so dependent would itself still need another
law restricting the interest of its self-love by the condition that
it
should be valid as universal law.
Thus the principle that every human will is a will which in all
its maxims gives universal laws,* provided it be otherwise
justified, would be very well adapted to be the categorical
imperative, in this respect, namely, that just because of the idea
of universal legislation it is not based on interest, and therefore
it
alone among all possible imperatives can be unconditional. Or still
better, converting the proposition, if there is a categorical
imperative (i.e., a law for the will of every rational being), it
can only command that everything be done from maxims of one's will
regarded as a will which could at the same time will that it should
itself give universal laws, for in that case only the practical
principle and the imperative which it obeys are unconditional, since
they cannot be based on any interest.